Difference between revisions of "Prime Number Theorem"
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− | + | The '''Prime Number Theorem''' (PNT) is one of the most | |
− | + | celebrated results in [[analytic number theory]]. Indeed, it is | |
− | + | possibly the most famous major result in all of number theory, with | |
+ | the exception of [[Fermat's Last Theorem]]. (Fortunately, the proof | ||
+ | is easier, though still non-trivial!) It gives an | ||
+ | asymptotic formula for the distribution of the [[prime number]]s; | ||
+ | specifically, it states that the functions <math>\pi(x)</math> and <math>x/\log x</math> | ||
+ | are [[asymptotically equivalent]], where <math>\pi(x)</math> is the number | ||
+ | of primes less than or equal to <math>x</math>. In other words, it states | ||
+ | that | ||
+ | <cmath> \lim_{x\to \infty} \frac{\pi(x) \log x}{x} = 1 . </cmath> | ||
− | + | == History == | |
− | + | === First Conjectures === | |
− | + | Gauss conjectured the theorem as early as 1793, in terms of the | |
− | + | [[logarithmic integral]], which is asymptotically equivalent | |
− | + | to <math>x / \log x</math>. Legendre conjectured in 1798 that for some | |
− | <math> | + | constants <math>A</math> and <math>B</math>, |
− | + | <cmath> \pi(x) \sim \frac{x}{A \log x - B} . </cmath> | |
− | + | In 1808 he refined his conjecture to | |
− | + | <cmath> \pi(x) = \frac{x}{\log x - A(x)} , </cmath> | |
− | + | with <math>A(x)</math> tending to some constant number around 1.08366. | |
+ | (In fact, <math>A(x)</math> does not seem to tend to this value, but its | ||
+ | actual asymptotic behavior is apparently unknown.) | ||
− | ==== | + | === Early Results === |
− | |||
− | <math>\ | + | In 1850, Chebyshev proved that for sufficiently large <math>x</math>, |
− | + | there existed reals <math>A, B</math> such that | |
− | </math> | + | <cmath> A < \frac{\pi(x) \log x}{x} < B , </cmath> |
+ | and he was able to give | ||
+ | <cmath> A = \frac{\log 2}{2} + \frac{\log 3}{3} + \frac{\log 5}{5} | ||
+ | - \frac{\log 30}{30} \approx 0.921292 , </cmath> | ||
+ | and <math>B = \frac{6A}{5} \approx 1.10555</math>. | ||
− | + | In 1859, Riemann established the relation between the distribution | |
+ | of the zeros of the [[Riemann zeta function]] and the distribution | ||
+ | of the prime numbers; in this same paper, he posed the | ||
+ | [[Riemann Hypothesis]], namely that the zeta function's nontrivial | ||
+ | zeros all lie on the line <math>\Re z = 1/2</math>. To this day, | ||
+ | it remains unsolved. | ||
− | <math> | + | In 1892, Sylvester was able to improve Chebyshev's bounds |
− | + | with <math>A = .956</math>, <math>B=1.045</math>. However, his methods did not | |
− | </math> | + | seem likely to yield better bounds. |
− | |||
− | |||
− | |||
− | |||
− | <math> | ||
− | + | === Proof and Refinement === | |
− | |||
− | |||
− | |||
− | |||
− | |||
− | |||
− | |||
− | |||
− | + | Finally, in 1896, Jacques Hadamard and Charles-Jean de la | |
− | + | ValÎée Poussin independently proved that the zeta function | |
− | <math> | + | has no zeros on the line <math>\Re s = 1</math>, and from this deduced |
− | + | the prime number theorem. Their proofs were somewhat long; | |
− | + | [http://archive.numdam.org/ARCHIVE/BSMF/BSMF_1896__24_/BSMF_1896__24__199_1/BSMF_1896__24__199_1.pdf Hadamard's paper] | |
+ | was some 20 pages long. De la Vallée Poussin's proof that | ||
+ | <math>\zeta(1+ri)</math> has no zeros was about 25 pages long; Hadamard's | ||
+ | proof was essentially the modern version, though de la Vallée | ||
+ | Poussin and Mertens later simplified it. The proof that this | ||
+ | statement implied the prime number theorem remained long for | ||
+ | some time. | ||
− | + | In 1948, Alte Selberg and Paul Erdős simultaneously | |
+ | found "elementary" proofs of the prime number theorem. Unfortunately, | ||
+ | these proofs are still much longer than the shortest proofs | ||
+ | of today that use complex analysis. | ||
− | + | Finally, in 1980, D.J. Newman found a | |
− | + | [[Newman's Tauberian Theorem | theorem]] with a short proof | |
− | + | that provided a much simpler link between the zeta function | |
− | + | and the prime number theorem. This is essentially the proof | |
+ | given here. | ||
− | ==== | + | == Outline == |
− | |||
− | |||
− | + | The major results are the fact that the Riemann zeta function | |
− | + | has no zeros on the line <math>\Re s = 1</math>, and the Tauberian theorem | |
− | <math>\ | + | due to Newman. The rest of the theorem's proof is comparatively |
− | + | straightforward, though still non-trivial. We do not prove | |
+ | those results in this article, but instead refer to their | ||
+ | proofs [[Riemann zeta function#Zeros of the Zeta Function| here]] | ||
+ | and [[Newman's Tauberian Theorem]]. | ||
− | == | + | == Proof == |
− | + | We use the [[Riemann zeta function]], which is defined as | |
− | + | <cmath> \zeta(s) = \sum_{n\ge 1} \frac{1}{n^s} = | |
− | + | \prod_{p \text{ prime}} ( 1 - p^{-s} )^{-1} . </cmath> | |
− | + | This function has an analytic continuation to the entire | |
− | + | complex plane except <math>s= 1</math>, where it has a simple pole of | |
− | + | residue 1. | |
− | |||
− | < | + | We define |
− | + | <cmath> \phi(s) = \sum_{p} \frac{\log p}{p^s} . </cmath> | |
− | + | As discussed [[Riemann zeta function#Zeros of the Zeta Function | here]], | |
− | + | the function <math>\phi(s)</math> extends to the set <math>\Re s > 1/2</math> by the | |
− | + | relation | |
+ | <cmath> \phi(s) = - \frac{\zeta'(s)}{\zeta(s)} - \sum_p \frac{\log p}{ | ||
+ | p^s (p^s- 1)} . </cmath> | ||
− | < | + | Thus we may define the function |
+ | <cmath> g(z) = \frac{\phi(z+1)}{z+1} - \frac{1}{z} . </cmath> | ||
+ | Since | ||
+ | [[Riemann_zeta_function#Zeros_of_the_Zeta_Function| <math>\zeta(s)</math> has no zeros on the line <math>\Re s =1</math>]], | ||
+ | the function <math>g(z)</math> is holomorphic on the set <math>\Re z \ge 0</math>. | ||
− | + | === The Bounded Integral === | |
− | |||
− | + | '''Theorem 1.''' The integral | |
− | + | <cmath> \int\limits_1^{\infty} \frac{\vartheta(x) - x}{x^2} dx </cmath> | |
+ | converges to <math>g(0)</math>. | ||
− | + | ''Proof.'' We rely on a | |
− | + | [[Newman's Tauberian Theorem | tauberian theorem due to Newman]]. | |
− | + | Let <math>x = e^t</math>. We note that | |
+ | <cmath> \int\limits_1^{e^T} \frac{\vartheta(x) -x}{x^2} dx = | ||
+ | \int\limits_0^T [\vartheta(e^t)e^{-t} - 1 ]dt. </cmath> | ||
− | + | Now, for <math>\Re s > 1</math>, | |
+ | <cmath>\begin{align*} | ||
+ | \int\limits_0^\infty [ \vartheta(e^t)e^{-t(s+1)}- e^{-st} ] dt | ||
+ | &= \int\limits_1^\infty \left[ \frac{\vartheta(x)}{x^{s+2}} | ||
+ | - \frac{1}{x^{s+1}} \right] dx \\ | ||
+ | &= \sum_{k=0}^{\infty} \int\limits_{p_k}^{p_{k+1}} \frac{\vartheta(x)} | ||
+ | {x^{s+2}} - \frac{1}{s} \\ | ||
+ | &= \sum_{k=0}^{\infty} \vartheta(p_k) \int\limits_{p_k}^{p_{k+1}} | ||
+ | \frac{dx}{x^{s+2}} - \frac{1}{s}\\ | ||
+ | &= \frac{1}{s+1}\sum_{k=0}^\infty \vartheta(p_k) (1/p_k^{s+1} - | ||
+ | 1/p_{k+1}^{s+1}) - \frac{1}{s} . | ||
+ | \end{align*} </cmath> | ||
+ | Now, by the [[Abel Summation Technique]], we have | ||
+ | <cmath> \begin{align*} | ||
+ | \sum_{k=0}^\infty \vartheta(p_k)(1/p_k^{s+1} - 1/p_{k+1}^{s+1}) | ||
+ | &= \sum_{k=0}^\infty \sum_{i=0}^k \log p_i (1/p_k^{s+1} - 1/p_{k+1}^{s+1}) \\ | ||
+ | &= \sum_{k=0}^{\infty} \frac{\log p_k}{p_k^{s+1}} \\ | ||
+ | &= \phi(s+1). \end{align*} </cmath> | ||
+ | Thus for <math>\Re s >1</math> (for the integral), | ||
+ | <cmath> \int_0^\infty [\vartheta(e^t)e^{-t} -1 ]e^{-st} dt = | ||
+ | \frac{\phi(s+1)}{s+1} - \frac{1}{s} = g(s). </cmath> | ||
+ | Now, by a | ||
+ | [[Chebyshev theta function#Estimates of the function | theorem due to Chebyshev]], | ||
+ | the function <math>\vartheta(x)/x - 1</math> is bounded above (by 1). | ||
+ | The function <math>f(t) = \vartheta(e^t)e^{-t} -1</math> thus satisfies | ||
+ | the conditions of [[Newman's Tauberian Theorem]], and the | ||
+ | result follows. <math>\blacksquare</math> | ||
− | + | === End of Proof === | |
− | |||
− | + | The rest of the theorem is more simple. | |
− | + | '''Theorem 2.''' The functions <math>\vartheta(x)</math> and <math>x</math> are | |
+ | asymptotically equivalent. | ||
− | + | ''Proof.'' Suppose that <math>\lambda \ge 1</math> is a number | |
+ | such that there are infinitely many <math>x</math> for which | ||
+ | <math>\vartheta(x) \ge \lambda x </math>. Then for all such <math>x</math>, | ||
+ | <cmath> | ||
+ | \begin{align*} | ||
+ | \int\limits_x^{\lambda{x}} \frac{\vartheta(t) -t}{t^2} dt&\ge \int\limits_x^{\lambda{x}} \frac{\lambda x - t}{t^2}dt \\ | ||
+ | &= \lambda x \left( \frac{1}{x} - \frac{1}{\lambda x} \right)- \left(\log (\lambda x) - \log x\right) \\ | ||
+ | &= \lambda -1 - \log \lambda . | ||
+ | \end{align*} | ||
+ | </cmath> | ||
+ | Now, <math>d(x-1 - \log x)/dx = 1 - 1/x</math>; it follows that | ||
+ | <cmath> \lambda - 1 - \log \lambda \ge 0 , </cmath> | ||
+ | with equality exactly when <math>\lambda =1</math>. But by theorem 1, | ||
+ | this quantity must equal 0 in absolute value, so <math>\lambda = 1</math>. | ||
− | + | Analogously, suppose that <math>\lambda \le 1</math> is a number | |
+ | such that there are infinitely many <math>x</math> for which | ||
+ | <math>\vartheta(x) \le \lambda x</math>. Then for any such <math>x</math>, | ||
+ | <cmath> | ||
+ | \begin{align*} | ||
+ | \int\limits_{\lambda x}^x \frac{\vartheta{x} - t}{t^2}dt | ||
+ | \le \int\limits_{\lambda x}^x \frac{\lambda x -t}{t^2}dt | ||
+ | &= \lambda x \left( \frac{1}{x} - \frac{1}{\lambda x} \right) | ||
+ | - ( \log x - \log(\lambda x) ) \\ | ||
+ | &= 1 - \lambda + \log \lambda \le 0. | ||
+ | \end{align*} | ||
+ | </cmath> | ||
+ | Again, by theorem 1, this quantity must equal zero in absolute | ||
+ | value; it follows that <math>\lambda = 1</math>. | ||
− | <math>\ | + | If follows that <math>\limsup \vartheta(x)/x = \liminf \vartheta(x)/x =1</math>. |
− | =\ | + | <math>\blacksquare</math> |
− | |||
− | = | ||
− | |||
− | |||
− | + | '''Theorem 3 (Prime Number Theorem).''' The functions <math>\pi(x)\log x</math> | |
+ | and <math>x</math> are asymptotically equivalent. | ||
− | '' | + | ''Proof.'' We note that |
+ | <cmath> \vartheta(x) = \sum_{p \le x} \log p \le \sum_{p\le x} \log x | ||
+ | = \pi(x) \log x . </cmath> | ||
+ | Since <math>\vartheta(x) \sim x</math>, it follows that | ||
+ | <cmath> \liminf \frac{\pi(x) \log x}{x} \ge 1. </cmath> | ||
+ | |||
+ | On the other hand, for any <math>\epsilon > 0</math>, | ||
+ | <cmath>\begin{align*} | ||
+ | \vartheta(x) = \sum_{p\le x} \log p \ge | ||
+ | \sum_{x^{1-\epsilon} \le p \le x} \log p | ||
+ | &\ge \sum_{x^{1-\epsilon}\le p \le x} (1-\epsilon) \log x \\ | ||
+ | &\ge (1-\epsilon) \log x ( \pi(x) - x^{1-\epsilon} ) , | ||
+ | \end{align*} | ||
+ | </cmath> | ||
+ | so | ||
+ | <cmath> \pi(x) \log x \le \frac{\vartheta(x)}{1-\epsilon} + x^{1-\epsilon}\log x | ||
+ | = x \left( \frac{\vartheta(x)}{(1-\epsilon)x} + | ||
+ | \frac{\log x}{x^\epsilon} \right) . </cmath> | ||
+ | Again, since <math>\vartheta(x) \sim x</math>, it follows that for | ||
+ | any <math>\epsilon > 0</math>, | ||
+ | <cmath> \limsup \frac{\pi(x) \log x}{x} \le \limsup | ||
+ | \left(\frac{1}{1-\epsilon} + \frac{\log x}{x^\epsilon} \right) | ||
+ | = \frac{1}{1 -\epsilon} . </cmath> | ||
+ | Thus | ||
+ | <cmath> \limsup \frac{\pi(x)\log x}{x} \le 1 .</cmath> | ||
+ | Therefore | ||
+ | <cmath> \lim_{x\to \infty} \frac{\pi(x)\log x}{x} = 1. \qquad \blacksquare </cmath> | ||
+ | |||
+ | == Bibliography == | ||
+ | |||
+ | * Koch, Helmut (trans. David Kramer), ''Number Theory: Algebraic Numbers and Functions'', AMS Graduate Studies in Mathematics 2000, ISBN 0-8218-2054-0. | ||
+ | * [http://mathdl.maa.org/images/upload_library/22/Chauvenet/Zagier.pdf Newman's modern proof], as given by Don Zagier in ''The American Mathematical Monthly'' in 1997. | ||
+ | * [http://www.math.oregonstate.edu/~flahive/Winter2009/newmanPNT.pdf Newman's original proof], from ''The American Mathematical Monthly'' 1980 | ||
+ | * [http://www.ift.uni.wroc.pl/~mwolf/Selberg.pdf Seltberg's elementary proof] | ||
+ | * [http://www.pnas.org/content/35/7/374.full.pdf Erdős's elementary proof] | ||
+ | * [http://archive.numdam.org/ARCHIVE/BSMF/BSMF_1896__24_/BSMF_1896__24__199_1/BSMF_1896__24__199_1.pdf Hadamard's 1896 paper] | ||
+ | * [http://oregonstate.edu/~peterseb/misc/docs/pnt2.pdf Prime number theorem notes], containing historical discussion | ||
+ | * [http://www.math.columbia.edu/~goldfeld/ErdosSelbergDispute.pdf A discussion] of the elementary proofs of the theorem by Selberg and Erdős | ||
+ | |||
+ | == See also == | ||
+ | |||
+ | * [[Riemann zeta function]] | ||
+ | * [[Newman's Tauberian Theorem]] | ||
+ | * [[Riemann Hypothesis]] | ||
+ | * [[Bertrand's Postulate]] | ||
+ | |||
+ | [[Category:Number theory]] | ||
+ | [[Category:Analytic number theory]] | ||
+ | [[Category:Complex analysis]] |
Latest revision as of 18:52, 21 October 2023
The Prime Number Theorem (PNT) is one of the most celebrated results in analytic number theory. Indeed, it is possibly the most famous major result in all of number theory, with the exception of Fermat's Last Theorem. (Fortunately, the proof is easier, though still non-trivial!) It gives an asymptotic formula for the distribution of the prime numbers; specifically, it states that the functions and are asymptotically equivalent, where is the number of primes less than or equal to . In other words, it states that
Contents
History
First Conjectures
Gauss conjectured the theorem as early as 1793, in terms of the logarithmic integral, which is asymptotically equivalent to . Legendre conjectured in 1798 that for some constants and , In 1808 he refined his conjecture to with tending to some constant number around 1.08366. (In fact, does not seem to tend to this value, but its actual asymptotic behavior is apparently unknown.)
Early Results
In 1850, Chebyshev proved that for sufficiently large , there existed reals such that and he was able to give and .
In 1859, Riemann established the relation between the distribution of the zeros of the Riemann zeta function and the distribution of the prime numbers; in this same paper, he posed the Riemann Hypothesis, namely that the zeta function's nontrivial zeros all lie on the line . To this day, it remains unsolved.
In 1892, Sylvester was able to improve Chebyshev's bounds with , . However, his methods did not seem likely to yield better bounds.
Proof and Refinement
Finally, in 1896, Jacques Hadamard and Charles-Jean de la ValÎée Poussin independently proved that the zeta function has no zeros on the line , and from this deduced the prime number theorem. Their proofs were somewhat long; Hadamard's paper was some 20 pages long. De la Vallée Poussin's proof that has no zeros was about 25 pages long; Hadamard's proof was essentially the modern version, though de la Vallée Poussin and Mertens later simplified it. The proof that this statement implied the prime number theorem remained long for some time.
In 1948, Alte Selberg and Paul Erdős simultaneously found "elementary" proofs of the prime number theorem. Unfortunately, these proofs are still much longer than the shortest proofs of today that use complex analysis.
Finally, in 1980, D.J. Newman found a theorem with a short proof that provided a much simpler link between the zeta function and the prime number theorem. This is essentially the proof given here.
Outline
The major results are the fact that the Riemann zeta function has no zeros on the line , and the Tauberian theorem due to Newman. The rest of the theorem's proof is comparatively straightforward, though still non-trivial. We do not prove those results in this article, but instead refer to their proofs here and Newman's Tauberian Theorem.
Proof
We use the Riemann zeta function, which is defined as This function has an analytic continuation to the entire complex plane except , where it has a simple pole of residue 1.
We define As discussed here, the function extends to the set by the relation
Thus we may define the function Since has no zeros on the line , the function is holomorphic on the set .
The Bounded Integral
Theorem 1. The integral converges to .
Proof. We rely on a tauberian theorem due to Newman.
Let . We note that
Now, for , Now, by the Abel Summation Technique, we have Thus for (for the integral), Now, by a theorem due to Chebyshev, the function is bounded above (by 1). The function thus satisfies the conditions of Newman's Tauberian Theorem, and the result follows.
End of Proof
The rest of the theorem is more simple.
Theorem 2. The functions and are asymptotically equivalent.
Proof. Suppose that is a number such that there are infinitely many for which . Then for all such , Now, ; it follows that with equality exactly when . But by theorem 1, this quantity must equal 0 in absolute value, so .
Analogously, suppose that is a number such that there are infinitely many for which . Then for any such , Again, by theorem 1, this quantity must equal zero in absolute value; it follows that .
If follows that .
Theorem 3 (Prime Number Theorem). The functions and are asymptotically equivalent.
Proof. We note that Since , it follows that
On the other hand, for any , so Again, since , it follows that for any , Thus Therefore
Bibliography
- Koch, Helmut (trans. David Kramer), Number Theory: Algebraic Numbers and Functions, AMS Graduate Studies in Mathematics 2000, ISBN 0-8218-2054-0.
- Newman's modern proof, as given by Don Zagier in The American Mathematical Monthly in 1997.
- Newman's original proof, from The American Mathematical Monthly 1980
- Seltberg's elementary proof
- Erdős's elementary proof
- Hadamard's 1896 paper
- Prime number theorem notes, containing historical discussion
- A discussion of the elementary proofs of the theorem by Selberg and Erdős